Code of Conduct for Research Analyst
Honesty and Good Faith
Research Analyst shall act honestly and in good faith.
Diligence
Research Analyst shall act with due skill, care and diligence and shall ensure that the research report is prepared after, or stock recommendation are given after, thorough analysis.
Conflict of Interest
Research Analyst shall effectively address conflict of interest which may affect the impartiality of its research analysis and research report or stock recommendation and shall make appropriate disclosures to address the same.
Insider Trading or Front Running
Research Analyst shall not engage in insider trading or front running of its own research report or stock recommendation.
Confidentiality
Research Analyst shall maintain confidentiality of report or research recommendation till the report is made public or stock recommendations are provided to respective clients.
Professional Standard
Research Analyst engaged in research analysis or research recommendation shall observe high professional standards while preparing research report or analyzing subject companies for stock recommendations.
Compliance
Research Analyst shall comply with all regulatory requirements applicable to the conduct of its business activities.
Insider Dealing
No staff member in possession of inside information may be involved in trading, making recommendations or publishing research with respect to the financial instruments to which the information relates.
No Front-Running
Front-running is prohibited. There are two ways in which front-running can arise:
- Through use of client order information, utilizing advance knowledge of pending orders of clients.
- Through information about the timing or contents of research prior to publication to clients.
Important Note
This page uses the official contact details provided for Ankush Bajaj RA.